According to the German Securities Trading Act (WpHG), the members of the executive board and supervisory board as well as all other persons discharging managerial responsibilities (senior executives) in German listed companies have to notify both the company and the German Federal Financial Supervisory Authority (BaFin) if they acquire or dispose of shares in the company or rights related to these shares. Certain people who are closely related to board members or senior executives, such as spouses and dependent children, are under the same obligation. Furthermore, legal persons, companies, and organizations for which board members, senior executives, or persons closely related to them discharge managerial responsibilities or that are controlled by such persons are also obliged to give notification.
On this Web site, SAP publishes all notifications received from its board members and other persons with a notification obligation. Detailed information about the notification obligations can be drawn from the relevant section of the law.
| Transaction Date and Place |
Issuer |
Notifying Party |
Details of Notifying Party |
Transaction |
December 14, 2006 off-market |
SAP AG1 |
Tschira, Dr. Klaus |
Member of the Supervisory Board |
Premature cancellation of a derivative hedging a reassignment right relating to a securities loan in respect of 1,125,000 shares of SAP AG (collar)
Volume €28,755,000 (incl. fair value portion)
Underlier: SAP stock2
Exercise price: €127.65
Price multiplier: (Price of one share - (exercise price x 111%)) x number of shares
Maturity: December 14, 2006
|
December 14, 2006 off-market |
SAP AG1 |
Tschira, Dr. Klaus |
Member of the Supervisory Board |
Assignment of a reassignment right relating to a securities loan in respect of 1,500,000 shares of SAP AG
Volume €235,516,500.00
|
November 28, 2006 off-market |
SAP AG1 |
Hasso Plattner GmbH & Co. Beteiligungs-KG |
Supervisory Board Chairman Prof. Dr. h.c. mult. Hasso Plattner is a member of the administrative organ of Hasso Plattner GmbH & Co. Beteiligungs-KG |
Sale of 1,350,000 SAP ordinary shares, price €155,95 per share in the total amount of €210,532,500.00 |
November 15, 2006 off-market |
SAP AG1 |
Léo Apotheker |
Member of the Executive Board |
Acquisition of 30,000 non-par value SAP ordinary shares2 by exercise of options, price €90.37 per share in the total amount of €2,711,100 |
July 17, 2006 Frankfurt a. M. |
SAP AG1 |
Dr. Werner Brandt |
Member of the Executive Board |
Purchase of 500 non-par value SAP ordinary shares2, price €147.48 per share in the total amount of €73,740.00 |
June 12, 2006 Frankfurt a. M. |
SAP AG1 |
Prof. Dr. Claus Heinrich |
Member of the Executive Board |
Sale of 48,032 non-par value SAP ordinary shares2, price €157.1696 per share in the total amount of €7,549,170.23 |
June 12, 2006 Frankfurt a. M. |
SAP AG1 |
Prof. Dr. Claus Heinrich |
Member of the Executive Board |
Exercise of 27,500 option rights under the SAP LTI-Program, strike price €80.1342 per share Transaction volume €2,203,690.50 Underlying instrument: SAP-share2; Basic price: €191.25; Price multiplier: 1:1; Due date: February 21, 2011 |
June 12, 2006 Frankfurt a. M. |
SAP AG1 |
Prof. Dr. Claus Heinrich |
Member of the Executive Board |
Exercise of 20,532 option rights under the SAP LTI-Program, strike price €65.9461 per share Transaction volume €1,354,005.33 Underlying instrument: SAP-share2; Basic price: €290.32; Price multiplier: 1:1; Due date: February 21, 2010 |
March 10, 2006 Frankfurt a. M. |
SAP AG1 |
Gerhard Oswald |
Member of the Executive Board |
Exercise of 10,625 option rights under the SAP LTI-Program, strike price €116.0380 per share Transaction volume €1,232,903.75 Underlying instrument: SAP-share2; Basic price: €151.50; Price multiplier: 1:1; Due date: February 21, 2012
|
March 10, 2006 Frankfurt a. M. |
SAP AG1 |
Gerhard Oswald |
Member of the Executive Board |
Exercise of 25,000 conversion rights attaching to convertible bonds under the SAP LTI plan at a conversion price of €151.50 each. Total conversion price €3,787,500.00 Underlier: SAP share2; basic price: €151.50; price multiplier: 1:1;due date: February 21, 2012 |
March 10, 2006 Frankfurt a. M. |
SAP AG1 |
Gerhard Oswald |
Member of the Executive Board |
Exercise of 28,000 option rights under the SAP SOP-Program, strike price €149.99 per share Transaction volume €4,199,720.00 Underlying instrument: SAP-share; Basic price: €136.35; Price multiplier: 1:1; Due date: February 17, 2009
|
March 10, 2006 Frankfurt |
SAP AG1 |
Gerhard Oswald |
Member of the Executive Board |
Sale of 63,625 non-par value SAP ordinary shares2, price €172.54184 per share Transaction volume €10,977,974.57 |
March 2, 2006 Walldorf (ex-pit) |
SAP AG1 |
Hasso Plattner GmbH & Co. Beteiligungs-KG |
Supervisory board chairman Prof. Dr. h.c. mult. Hasso Plattner is a member of the administrative organ of Hasso Plattner GmbH & Co. Beteiligungs-KG |
Sale of 1,460,000 SAP ordinary shares2, price €172.82 per share in the total amount of €252,317,200.00. |
March 2, 2006 Walldorf (ex-pit) |
SAP AG1 |
Hasso Plattner GmbH & Co. Beteiligungs-KG |
Supervisory board chairman Prof. Dr. h.c. mult. Hasso Plattner is a member of the administrative organ of Hasso Plattner GmbH & Co. Beteiligungs-KG |
Repayment of security loan of 500,000 SAP shares2 |
February 10, 2006 Walldorf (ex-pit) |
SAP AG1 |
Hasso Plattner GmbH & Co. Beteiligungs-KG |
Supervisory board chairman Prof. Dr. h.c. mult. Hasso Plattner is a member of the administrative organ of Hasso Plattner GmbH & Co. Beteiligungs-KG |
Acquisition of 90,000 shares2 in SAP AG by way of a security loan at an original price of 0.35% of €167.00 per annum and additionally the payment of a sum of 140% of any cash disbursements received on the share loan with an original value of €52,605.00. |